Mark Carolin is an investment advisor representitive offering securities and investment advisory services through Transamerica  Financial Advisors ,Inc. ( TFA) Member FINRA, SIPC  and is a Registered Investment Advisor.  Non-securities products and services are not offered through TFA.

Mark Carolin also offers advisory services as a Registered Investment Advisor doing business as ConceptWealth.  ConceptWealth is not affiliated with TFA.

A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the states broker/dealer, investment advisor, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment advisor, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the states broker/dealer, investment advisor, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion.

Mark Carolin is licensed to sell securities in the following states:  CA, OH, OK, SC and TX. This website should not be considered a solicitation in any other state.

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